Related provisions for REC 4.2.3

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REC 3.24.1RRP
1When a UK RIE becomes aware of a transfer of ownership of the UK RIE which gives rise to a change in the persons who are in a position to exercise significant influence over the management of the UK RIE5, whether directly or indirectly, it must immediately notify the FCA3of that event, and: 23(1) give the name of the person(s) concerned; and(2) give details of the transfer.[Note: article 46(2)(b)4 of MiFID]